Corporate Compliance

Sarbanes-Oxley Act

What if your personal budget was a publicly traded company? The Sarbanes-Oxley Act (SOX) is a U.S. law that was created to help ensure that a company’s financial reports are honest and accurate. It might sound like it’s just for accountants, but in reality, the principles of SOX apply to everyone, from the CEO down to every employee in every department. In this course, we’re going to use your own personal finances as a simple, relatable guide to understand this important law.

CEU Credits: 0.1
Course Code: CCL-124
Duration: 15 mins
Skill Level: Basic
Language: English
Final Exam: Yes
Certification: Yes
Version: V1.0
Effective Date: 08/25/2025

Curriculum for this course

Course Introduction
SOX overview
SOX compliance
Key SOX Provisions: Overview
The Personal Guarantee
Auditor Independence
Internal Controls
Whistleblower Protections
Enhanced Penalties
The Collective Responsibility
Daily Actions, Big Impact
Where to Go for Help
Summary
Test Your Knowledge
v1.0 Course released on 10/28/2025

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