Training of personnel on deviation reporting and deviation handling is essential to a successful implementation of deviation management. All personnel must have a clear understanding of the deviation concept on all level of operation.
From a cleaning employee to a top level manager, everyone in the organization must apply deviation management procedure or instructions.
In order to do that, it must be mandated that all employee will attend at least once per year training on how to identify and report deviations.
The Three Levels
It is important to keep record of all the training’s performed in order to demonstrate to auditors that all personnel in the organization are competent and can report, handle, and/or manage deviations in a swift and accurate manner.
There are three levels of training on deviation management:
- Level 1: Identifying deviations and reporting them
- Level 2: Deviation Handling and Investigating
- Level 3: Deviation’s Corrective and Preventive Action
Level 1: Identifying Deviations and Reporting Them
- This level of training should be mandated for all employees.
- In this level, the trainee must learn how to notice and identify a course of actions or results which might indicate that something deviated from the standard and approved procedures in the quality management system.
- This particular skill is crucial to the deviation reporting.
- The trainer must spend considerable time developing attention to details in trainees. This particular competency forms the basis on which the trainer will build the trainees knowledge of deviation management.
- The second obstacle to overcome is to make the employees understand that deviation reporting isn’t the equivalent of mistakes reporting.
- In my experience, at first, many employees will see deviations as a way for the top management to record their mistakes for performance evaluation and bonus estimation.
- The trainer must explain that it is the opposite of that concept, deviation reporting is your chance to express your interest in preserving the quality of the product or the service you provide in your organization.
- It asserts your loyalty to the a quality based product and/or service and your devotion to the company’s standards.
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Level 2: Deviation Handling and Investigating
- This level of training is exclusive for management staff, including both lower and upper management.
- In this level of training, the trainer must focus on investigational techniques and root cause analysis.
- The basis of the training is risk analysis. The trainer must be an expert in risk identification, assessment, evaluation, reduction, and communication.
- Other essential techniques include listening skills, communication, team work, and meeting management. These skills must be honed by the trainees during the training and during normal working hours.
- The trainer must emphasis that this level of training is a mere introduction into deviation handling and that practice makes perfect. The reason is no one can develop all the skills necessary for investigating and solving complex deviations in one training module. The experience of the person practicing those tasks is the ammunition that would help him or her succeed at his or her job.
Level 3: Deviation’s Corrective and Preventive Action
- This level of training is exclusive to quality assurance personnel and upper management (including other department’s managers).
- The aim of this training is to develop the ability of trainees to find the most efficient and effective actions to correct and prevent the deviation from reoccurring.
- As we mentioned in 3.1.8. there are several points to consider when taking corrective and preventive actions. These points must be included in the training.
- The trainer can be someone with experience with the applied procedure for corrective and preventive action in the organization and it would be better if he or she is experienced in risk management as mentioned in level 2 training.
- If the training is being conducted for the first or second time, the trainer must emphasis to upper management that the trainee will need time to develop the experience necessary for them to create systematic actions with little to no side effects.
- This training must conclude that the personnel required to decide the corrective and preventive actions must convene periodically in order to discuss the effectiveness of their actions and see what they can improve in their decision approach.
Optional Training Sessions
There are several competencies which are essential to successful deviation management, time management is one, communication management is also an essential feature which is greatly needed for the continuous and effective follow-up of deviations throughout the organization.